Securities and futures commission sfc
Web5 Aug 2024 · SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products Note: Code on Unit Trusts and … Web15 Sep 2024 · The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (Exchange), a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEX), today published the conclusions to their joint consultation on proposed enhancements to t he Exchange' s decision-making and governance structure …
Securities and futures commission sfc
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Web14 Apr 2024 · As a member of the Human Resources Department of Corporate Affairs, you will support team managers in the daily operations of the learning and development function including course implementation, data management and other administration duties, as well as providing administrative support to Human Resources Department. Web29 Mar 2024 · On January 28, 2024, the Securities and Futures Commission (“ SFC ”) and the Hong Kong Monetary Authority (“ HKMA ”) issued a “Joint Circular on Intermediaries’ …
Web11 Dec 2024 · Register of Automated Trading Services Authorized Under Part III of the Securities and Futures Ordinance; List of Designated Central Counterparties for the … Web29 Jul 2024 · Introduction. On 29 June 2024, the Securities and Futures Commission (the “ SFC ”) issued the Circular to Management Companies of SFC-authorised Unit Trusts and …
Web8 Jul 2024 · Ashley is currently Chief Executive Officer of the Securities and Futures Commission (SFC) in Hong Kong, a role he has held since 2011. Ashley also chairs the … WebSFC’s codes and guidelines (eg, the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission) by a regulated person, however serious, …
WebThe SFC is an independent statutory body whose powers derive from the Securities and Futures Ordinance (SFO) legislation. The SFC is made up of a board whose members are …
WebThe architect of the HK regulatory framework of virtual assets (ie cryptocurrency) as the Fintech Head and Director of Licensing … fichier cnitWebSecurities and Futures Commission (SFC) Mar 2024 - Present2 months Hong Kong SAR Founder and CEO QReg Advisory Feb 2024 - Present1 … fichier cns b4Web28 Feb 2024 · The SFC proposes that all licensed VATP operators comply with the Guidelines for Virtual Asset Trading Platform Operations (the VATP Guidelines), which are drafted based on and modified from the regulatory requirements of the existing opt-in regime under the Securities and Futures Ordinance (SFO) for centralized VATPs, which … grennen electronics west plains moWeb27 Jan 2024 · The Securities and Futures Commission (“SFC”) today posted an updated AML/CFT Self-Assessment Checklist, which reflects the latest Guideline on Anti-Money … grenningloh pewter plateWeb27 Aug 2024 · On August 20, 2024, Hong Kong’s Securities and Futures Commission (SFC) published its conclusions (the “Consultation Conclusions“) from last year’s consultation … grennbank local weather reportWebHong Kong’s Securities and Futures Commission (SFC) requires individuals and entities involved in ten “regulated activities” to be license by or registered with the SFC.As the … fichier cns b7Web23 Feb 2024 · On 20 February 2024, the Securities and Futures Commission (the “ SFC ”) launched a public consultation (the “ Consultation ”) to seek views on the proposed … grennan security